How We're Different
With First Westen Advisors (FWA), you can run your business the way you want until you're ready to retire. Want to work another 5, 10, 15 years? No problem. We'll make a succession plan to fit your needs.
You know how important a succession plan is, and that's why we want to helop you get in place, now.
SEC Wants to Make Succession Plans a Requirement
The SEC wants to make succession plans a requirement, and it could happen sooner than you think. This past December, SEC Chairman said, “[We are] developing a recommendation to require investment advisors to create transition plans to prepare for a major disruption in their business” (sec.gov).
We bring attention to this issue because we believe in the importance of having a succession plan in place. In fact, we're looking for financial advisors who want an experienced RIA/BD to work with in creating a personalized succession plan—one that will take care of them and their clients in the years or events to come.
Let's Make A Plan
Each succession plan is unique, so we need to work closely with you. All it takes is a quick email or phone call to get started, then we'll go from there.
Schedule a call by emailing us at info@fwainvest.com . You can also reach us directly at 801.930.6500 (ask for Eric Wallace, Executive Vice President). We welcome any questions and we're excited to speak with you.
We Are Independent, Local Wealth Management
At First Western Advisors (FWA) we've been providing wealth management services throughout the United States for more than 33 years.
FWA was founded in Salt Lake City, Utah in 1982. (Yes, we're local!) Our guiding principle is to help individuals build wealth and find peace of mind by offering expert, objective advice and financial services (investment management, retirement planning, etc.).
We are an independent broker dealer (BD) and registered investment advisor (RIA).